What is the SEC filing deadline?
December 30, 2021
10-K: Due Thursday, December 30, 2021 for Fiscal Year Ended 10/31/21. 10-Q: Due Monday, January 10, 2022 for Quarterly Period Ended 11/30/21. 10-K: Due Monday, January 31, 2022 for Fiscal Year Ended .
What is an N-14 filing?
SEC Form N-14 is a filing with the Securities and Exchange Commission (SEC) that may be used by all management investment companies and business development companies, as defined under Section 2(a)(48) of the Investment Company Act of 1940, to register certain types of transactions under the Securities Act of 1933.
Is the SEC closed June 18 2021?
The Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system will be closed on Friday, June 18, 2021, in observance of Juneteenth National Independence Day and will treat this day as a federal holiday for filing purposes. EDGAR filing websites will not be operational.
What is 10k filing deadline?
10-K Filing Deadlines According to the SEC, companies with a public float—shares issued to the public that are available to trade—of $700 million or more must file their 10-K within 60 days after the end of their fiscal year.
What is Form N-14 used for?
The Form N-14 is a document the United States Citizenship and Immigration Services (USCIS) can issue after your first naturalization interview. This form is an official document that requires you to submit additional information before your naturalization application can be processed further and approved.
What is an 14?
A N-14 document is a request for information during the Naturalization interview process. Upon completion, you will receive a decision, USCIS will give you a Form N-652 about your interview and will either grant, continue, or deny your naturalization application after your interview.
Is the SEC open?
The SEC’s EDGAR filing system is open for submitting files Monday thru Friday 6:00 a.m. to 10:00 p.m. ET, excluding SEC Federal Holidays as listed below. The SEC will be closed in observance of the following holidays. …
How often is 10-K filed?
three times a year
The company is only required to file it three times a year as the 10-K is filed in the fourth quarter. The form 8-K though is required by the SEC whenever companies announce major events of which shareholders must be made aware.
Which SEC filing shows subsidiaries?
SEC filing 10-K outlines the company’s history, equity, subsidiaries.
Can form N-14 be sent to the SEC in print?
FORM N-14 This is a reference copy of Form N-14. You may not send a completed printout of this form to the SEC to satisfy a filing obligation. You can only satisfy an SEC filing obligation by submitting the information required by this form to the SEC in electronic format online at
Do foreign companies have to file Form N-14?
All foreign and domestic companies are required to file the SEC Form N-14 electronically. Investors are then able to access the form and associated prospectuses, as well as other company filings, via the EDGAR database . Offerings of securities are not always required to be registered with the SEC; some are exempt.
What are the filing deadlines for form 10q and 10K?
General Filing Deadlines. Companies may request a filing extension for their Form 10-Q’s and 10-K’s by submitting Form 12b-25 via the EDGAR system. By filing this form, a filer may gain up to 5 additional days to file Form 10-Q or 15 days to file Form 10-K. Companies have up to 24 hours after the original filing deadline to file Form 12b-25.
When is a foreign private issuer required to file its annual report?
A foreign private issuer must file its annual report on Form 20-F within six months after the end of the fiscal year covered by the report. If a filing due date falls on a weekend or SEC holiday, the filing is due on the following business day.